Tag Archives: Insider Trading

House of Representatives Passes 8-K Trading Gap Act

On January 13, 2020, the House of Representatives in a vote of 384 to 7 passed a bill titled the 8-K Trading Gap Act. The bill would require companies to promulgate policies and procedures that prohibit corporate executives from trading company stock during the time period between the occurrence of a major corporate event and … Continue Reading

CFTC Enforcement Outlook: Insider Trading

Insider trading is a familiar term to participants in the equities markets; however, this term now has application in the swaps, futures, and commodities markets regulated by the U.S. Commodity Futures Trading Commission. In a time of aggressive enforcement, financial market participants should be aware that insider trading is a high priority for the CFTC … Continue Reading
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